The Ethical Decision Making Process
Overview
This course provides a decision-making model that can be applied in situations to ensure decisions are thoughtful, sound, ethical, and effective, particularly when dealing with senior clients.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- State the core principles of sound decisions
- Identify the main characteristics of decisions that are both ethical and effective
- Follow a logical and thorough eight-step process for making ethical and effective decisions
Designed For:
Registered representatives and principals
Course Information
Adding additional credit may change exam requirements.
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S2-31 - Framework