The Ethical Decision Making Process

Overview

This course provides a decision-making model that can be applied in situations to ensure decisions are thoughtful, sound, ethical, and effective, particularly when dealing with senior clients.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • State the core principles of sound decisions
  • Identify the main characteristics of decisions that are both ethical and effective
  • Follow a logical and thorough eight-step process for making ethical and effective decisions

Designed For:

Registered representatives and principals




Course Information

Adding additional credit may change exam requirements.