Overview

This course is designed to help registered representatives and other industry professionals understand how to comply with the regulatory requirements relating to the use of social media, such as stock blog postings, Facebook status updates, tweets, and more.

Learning Objectives

Students who successfully complete this course will be able to:

• understand the recordkeeping requirements of social media usage
• understand the difference between static and non-static information
• understand how third-party posts function in social media
• understand reporting and supervisory requirements of social media usage

Designed for

All registered representatives and principals