Overview
This course is designed to help financial services professionals understand when the use of social media networks such as Facebook, Twitter, and LinkedIn constitute communications with the public and how their use of these networks is required to be monitored by their firms.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- Understand the role that social media can play in your business
- Understand the rules and regulations surrounding your use of social media
- Understand supervisory oversight obligations for social media interactions
- Understand the consequences for failure to comply with industry and firm rules, regulations, and policies
Designed For:
Registered representatives and principals
Course Information
Adding additional credit may change exam requirements.
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S1-31 - Framework