Social Media in the Business Arena


This course is designed to help financial services professionals understand when the use of social media networks such as Facebook, Twitter, and LinkedIn constitute communications with the public and how their use of these networks is required to be monitored by their firms.

Learning Objectives

Upon completion of this course, students will be able to:

  • understand the role that social media can play in your business
  • understand the rules and regulations surrounding your use of social media
  • understand supervisory oversight obligations for social media interactions
  • understand the consequences for failure to comply with industry and firm rules, regulations, and policies

Designed For

All registered representatives and principals

Find this course for your license:

License or Certification