Mutual Funds

Overview

This course covers mutual fund basics, classes, breakpoints, switches, and recommendations.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • understand a mutual fund
  • understand the regulations surrounding mutual fund investments
  • understand the rules surrounding the purchase and sale of mutual funds

Designed For:

Retail registered representatives 




Course Information

Adding additional credit may change exam requirements.