Municipal Securities: Rules and Regulations
Overview
This course discusses municipal securities, provides the definition for municipal advisor, and reviews the regulatory structure and basic rules applicable to registered representatives.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- Explain municipal securities
- Identify who qualifies as a municipal advisor
- Describe the regulations applicable to municipal advisors
- Outline the rules for municipal advisors, municipal products, and investment strategies
Designed For:
Municipal Advisors
Course Information
Adding additional credit may change exam requirements.
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S2-31 - Framework