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Municipal Securities: Rules and Regulations

Overview

This course discusses municipal securities, provides the definition for municipal advisor, and reviews the regulatory structure and basic rules applicable to registered representatives.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 

Learning Objectives

  • Explain municipal securities
  • Identify who qualifies as a municipal advisor
  • Describe the regulations applicable to municipal advisors
  • Outline the rules for municipal advisors, municipal products, and investment strategies


Designed For:

Municipal Advisors




Course Information

Adding additional credit may change exam requirements.

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