Municipal Securities: Rules and Regulations

Overview

This course discusses municipal securities, provides the definition for municipal advisor, and reviews the regulatory structure and basic rules applicable to registered representatives.

Find this course for your license

License or Certification

Regulator

Objectives

Explain municipal securities
Identify who qualifies as a municipal advisor
Describe the regulations applicable to municipal advisors
Outline the rules for municipal advisors, municipal products, and investment strategies

Designed For:

Municipal Advisors

Course Information

Adding additional credit may change exam requirements.

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