Municipal Securities: Rules and Regulations

Overview

This course discusses municipal securities, provides the definition for municipal advisor, and reviews the regulatory structure and basic rules applicable to registered representatives.

Learning Objectives

Upon completion of this course, students should understand:

municipal securities
who is a municipal advisor
regulations applicable to municipal advisors
rules applicable to municipal advisors, municipal products, and investment strategies

Designed For

Municipal Advisors

Find this course for your license:

License or Certification

Regulator

Type

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