Social Media Rules for Financial Services Professionals

Overview

This course covers rules and regulatory guidance surrounding registered representatives’ use of social media accounts like Facebook, Twitter, and LinkedIn as well as the BrokerCheck hyperlink requirements for websites.

Learning Objectives

Upon completion of this course, students will be able to:

  • understand social media and the financial services industry
  • understand rules and regulations surrounding the use of social media
  • understand supervision and social media interactions

Designed For

All registered representatives and principals


Find this course for your license:

License or Certification

Regulator

Type