Social Media Rules for Financial Services Professionals

Overview

This course covers rules and regulatory guidance surrounding registered representatives’ use of social media accounts like Facebook, Twitter, and LinkedIn as well as the BrokerCheck hyperlink requirements for websites.

Find this course for your license

License or Certification

Regulator

Objectives

Upon completion of this course, students will be able to:

understand social media and the financial services industry
understand rules and regulations surrounding the use of social media
understand supervision and social media interactions

Designed For:

All registered representatives and principals

Course Information

Adding additional credit may change exam requirements.

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