FINRA: AML—Compliance: Suspicious Activity Surveillance—Part 1


This course is the first course in a two-part anti-money laundering series for compliance staff. The activities in this course aim to help compliance professionals identify the types of red flags that could trigger a Suspicious Activity Report (SAR) filing, and illustrate ways to examine and respond to red flags.

Learning Objectives

Upon completion of this course, students will be able to:

  • understand suspicious activity reporting requirements of the Bank Secrecy Act
  • identify typical red flags

Designed For

Retail Representatives

Find this course for your license:

License or Certification