FINRA: Variable Annuities: Regulatory Implications

Overview

This course is designed to help you better understand risks, sales practice issues, rules and regulations related to variable annuities. It addresses some of the features and benefits of these products as well as the regulatory implications that apply when selling them.

Learning Objectives

Upon completion of this course, students will be able to:

  • identify the features and benefits of variable annuities
  • understand the rules underlying the regulation of variable annuities
  • understand the sales practice and regulatory implications concerning variable annuities

Designed For

All registered representatives and registered principals
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