FINRA: Municipal Bonds: Regulatory Considerations

Overview

This course addresses some of the inherent risks associated with municipal bonds. It is designed to help you better understand risks, sales practice issues, and rules and regulations related to these bonds.

Learning Objectives

Upon completion of this course, students will be able to: 

  • understand some of the regulatory issues involving municipal bonds
  • recognize some of the inherent risks involved with buying, selling and investing in municipal bonds
  • understand the rules and regulations related to municipal bonds

Designed For

All registered representatives and registered principals
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