Advertising Regulations, Requirements, and Standards

Overview

This course examines FINRA's advertising regulations and guidance surrounding a variety of types of advertising and other communication. The course discusses the FINRA advertising regulations, requirements, standards, and disclosures that every registered representative must be aware of in communicating with, and advertising to, the public.

Find this course for your license

License or Certification

Regulator

Objectives

Upon completion of this course, students will be able to:

define a retail communication
describe the member review and approval requirements applicable to retail communications
identify the FINRA recordkeeping requirements applicable to retail communications
recognize the retail communication filing requirements
describe the retail communication content standards imposed under FINRA Rule 2210

Designed For:

Retail Representatives

Course Information

Adding additional credit may change exam requirements.

At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.

Quick Links

Catalog

Business Solutions

Blog

Special Offers

All Products

Information

Privacy

Business Continuity

Accessibility

Sitemap

Terms