Private Placements


This course will discuss private placements, the rules surrounding these products, and consequences for failing to abide by those rules.

Learning Objectives

Upon completion of this course, students will be able to:

  • describe and define a private placement
  • understand suitability obligations concerning private placements
  • understand the rules and regulations surrounding private placements

Designed For

Retail and Institutional Representatives

Find this course for your license:

License or Certification