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FINRA: Understanding Alternative Mutual Funds
Overview
This course explains the unique characteristics and associated risks of alternative mutual funds. Participants are presented with scenarios designed to emphasize the complexity of alternative mutual funds and the importance of performing a thorough suitability analysis when recommending these products.
Find this course for your license
License or Certification
--Select an Option--
CFP® Certification CE
FINRA e-Learning
Regulator
Type
Objectives
describe the unique characteristic of alternative mutual funds
explain the risks associated with alternative mutual funds
discuss important factors to consider when investing in alternative mutual funds
Designed For:
Registered representatives and registered principals
Course Information
Adding additional credit may change exam requirements.