FINRA: Understanding Alternative Mutual Funds


This course explains the unique characteristics and associated risks of alternative mutual funds. Participants are presented with scenarios designed to emphasize the complexity of alternative mutual funds and the importance of performing a thorough suitability analysis when recommending these products.

Learning Objectives

Upon completion of this course, students will be able to:

  • describe the unique characteristic of alternative mutual funds
  • explain the risks associated with alternative mutual funds
  • discuss important factors to consider when investing in alternative mutual funds

Designed For

All registered representatives and registered principals

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License or Certification