FINRA: Understanding Alternative Mutual Funds

Overview

This course explains the unique characteristics and associated risks of alternative mutual funds. Participants are presented with scenarios designed to emphasize the complexity of alternative mutual funds and the importance of performing a thorough suitability analysis when recommending these products.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • describe the unique characteristic of alternative mutual funds
  • explain the risks associated with alternative mutual funds
  • discuss important factors to consider when investing in alternative mutual funds

Designed For:

Registered representatives and registered principals




Course Information

Adding additional credit may change exam requirements.