FINRA: Corporate and Government Bonds: Regulatory Considerations

Overview

This course addresses some of the inherent risks associated with corporate and government bonds, including Treasury, agency and government-sponsored enterprise (GSE) bonds. It is designed to help you better understand risks, sales practice issues, rules and regulations related to these bonds.

Learning Objectives

  • understand some of the regulatory issues involved in corporate, Treasury, agency and GSE bonds
  • recognize some of the inherent risks involved with buying, selling and investing in corporate, Treasury, agency and GSE bonds
  • understand the rules and regulations related to corporate, Treasury, agency and GSE bonds

Designed For

Registered Representatives 

Find this course for your license:

License or Certification

Regulator

Type