Overview
This course helps retail registered representatives understand the requirements applicable to all communications with the public and shows how regulatory standards apply to social media and other electronic communications.
Learning Objectives
- explain what constitutes communications with the public.
- recognize content standards for communications with the public.
- identify the various forms of electronic communications.
- explain why electronic communications must adhere to the same content standards as written communications.
Designed For
Registered Representatives
Find this course for your license:
License or Certification
Regulator
Type