The World of Cybersecurity and What Registered Representatives Need to Know

Overview

This course covers various cybersecurity threats, protection strategies, and response plans for firms. It includes a focus on credential stuffing and password management, helping firms understand threats, target assets, and develop appropriate cybersecurity programs.

Learning Objectives

  • Understand the importance and value of a solid cybersecurity framework
  • Implement cybersecurity procedures and protocols at your firm
  • Recognize various cybersecurity threats facing broker-dealers and registered representatives
  • Utilize effective practices to defend against common cybersecurity threats
  • Be aware of compliance tools available for cybersecurity
  • Understand the risks of insider threats, third-party vendors, credential stuffing, and the importance of good password management

Designed For

Registered Representatives and Investment Advisers 

Find this course for your license:

License or Certification

Regulator

Type