Overview
This course covers various cybersecurity threats, protection strategies, and response plans for firms. It includes a focus on credential stuffing and password management, helping firms understand threats, target assets, and develop appropriate cybersecurity programs.
Learning Objectives
- Understand the importance and value of a solid cybersecurity framework
- Implement cybersecurity procedures and protocols at your firm
- Recognize various cybersecurity threats facing broker-dealers and registered representatives
- Utilize effective practices to defend against common cybersecurity threats
- Be aware of compliance tools available for cybersecurity
- Understand the risks of insider threats, third-party vendors, credential stuffing, and the importance of good password management
Designed For
Registered Representatives and Investment Advisers
Find this course for your license:
License or Certification
Regulator
Type