FINRA: Fixed Income ETFs

Overview

This course is intended to help securities industry professionals understand fixed income exchange traded funds (ETFs). By reviewing the underlying products and ETF mechanics, learners are taught how fixed income ETFs are created and purchased, as well as how market forces can impact investments. The course also highlights the advantages and disadvantages of investing in fixed income ETFs and provides guidelines to compare them to one another as well as to other products available on the market. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • understand the basics of fixed income products;
  • explain the mechanics of ETFs, including the creation and redemption mechanism, and how they impact prices and liquidity;
  • describe how changes in the market can impact the price of fixed income ETFs,
  • illustrate how ETFs are traded;
  • identify the benefits and risks of investing in fixed income ETFs; and
  • compare different types of fixed income ETFs and mutual funds.

Designed For:

Registered Representatives




Course Information

Adding additional credit may change exam requirements.