Support Services' Hours for Memorial Day Weekend

5/23/2025: 7:00 am - 7:00 pm CST
5/24/2025: 10:00 am - 3:00 pm CST
5/25/2025 - 5/26/2025: Closed

We will resume our regular hours of 7:00 am -7:00 pm CST on Tuesday, May 27th.  All website services will remain available with no interruptions. We apologize for any inconvenience.

Rules Surrounding Communications with the Public

Overview

This course covers the rules and regulations that must be followed when communicating with the public. From written correspondence to telemarketing to social media, it is important to be aware of the expectations you must adhere to when communicating with customers and prospective customers. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • Understand how your communications with the public are regulated
  • Be able to interpret the rules and expectations when communicating with customers and prospects
  • Know the importance of the know your customer and suitability rules surrounding the use of social media


Designed For:

Registered representatives




Course Information

Adding additional credit may change exam requirements.