Rules Surrounding Communications with the Public
Overview
This course covers the rules and regulations that must be followed when communicating with the public. From written correspondence to telemarketing to social media, it is important to be aware of the expectations you must adhere to when communicating with customers and prospective customers.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- Understand how your communications with the public are regulated
- Be able to interpret the rules and expectations when communicating with customers and prospects
- Know the importance of the know your customer and suitability rules surrounding the use of social media
Designed For:
Registered representatives
Course Information
Adding additional credit may change exam requirements.
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S2-31 - Framework