Overview
Since the digital era began, protecting nonpublic personal information and ensuring cybersecurity have become major concerns. Financial institutions, including those regulated by the NFA, must safeguard customer privacy and implement cybersecurity programs. This course covers NFA requirements for privacy and cybersecurity, focusing on compliance standards and program structures.
Learning Objectives
- Have a solid understanding of the privacy obligations placed upon NFA and its member firms by Commodity Futures Trading Commission (CFTC) regulations
- Have a solid understanding of the privacy requirements for NFA member firms and the futures industry.
- Have a solid understanding of the cybersecurity obligations placed upon NFA and its member firms by CFTC regulations
- Have a solid understanding of the cybersecurity requirements for NFA member firms and the futures industry
- Understand the precise requirements for a Privacy program under CFTC and NFA rules.
- Understand the precise requirements for a Cybersecurity program under CFTC and NFA rules.
- Understand the implementation of acceptable Privacy and Cybersecurity programs
Designed For
NFA members
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