NFA Ethics Training

Overview

Since 2001, the Commodity Futures Trading Commission (CFTC) has required firms under its jurisdiction to provide ethics training to their associated persons. The National Futures Association (NFA) also offers guidance on this. This course covers NFA’s ethics training requirements, focusing on minimum standards and compliance programs.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 

Objectives

  • Have a solid understanding of the various requirements relating to the provision of ethics training outlined in the CFTC Statement.
  • Have a solid understanding of the requirements for NFA member firms to provide ethics training to their associated persons.
  • Have a solid understanding of the ethical duties and obligations of registered and non-registered personnel in the commodity futures industry 

Designed For:

NFA members




Course Information

Adding additional credit may change exam requirements.

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