Series 65 - Exam Tutor
Overview
This study guide is designed to assist securities industry professionals with preparing for and passing the Series 65 Uniform Investment Adviser Law Examination.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- Economic factors and business information
- Investment vehicle characteristics
- Client investment recommendations and strategies
- Laws, regulation, and guidelines including prohibition on unethical business practices
Designed For:
Individuals studying for the Series 65 exam.
Course Information
Adding additional credit may change exam requirements.
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S1-32 - Framework