FINRA: Customer Information Protection for Registered Representatives
Overview
This course covers concepts to help registered representatives understand procedures for protecting confidential personal customer information and detecting possible breaches in information security. It provides suggestions for what to do if customer information is compromised and steps to take to better protect this information.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- understand how you can help protect confidential personal customer information.
- detect possible breaches of information security.
- know what you should do if you suspect customer information has been compromised.
Designed For:
Registered Representatives
Course Information
Adding additional credit may change exam requirements.
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S2-31 - Framework