Cybersecurity: Protecting Your Clients and Your Practice for the Investment Adviser Representative

Overview

Large-scale data breaches and cyberattacks are frequently reported, often leading to misconceptions about their impact, especially for medium and small businesses. While digital business offers many benefits, it also brings evolving risks. This course covers common cyber risks and provides steps to protect your clients’ information and your business from cybercriminals and data breaches.

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License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • have an awareness and basic understanding of cyber risks and the potential harm that can result from cyber breaches
  • understand how to best protect your clients' data and your own business enterprises against cyber risks and breaches
  • have a basic understanding of stand-alone cybersecurity insurance and how it can protect businesses
  • know the type of data that, by law, must be protected and the steps you can take to ensure compliance

Designed For:

Investment Adviser Representatives




Course Information

Adding additional credit may change exam requirements.