FINRA: Financial Exploitation of Senior and Vulnerable Adults (ELC261)


This course is designed to help registered representatives understand their responsibilities in protecting senior and vulnerable adult clients from financial exploitation. Scenarios demonstrate the importance of recognizing and escalating respective red flags, and highlight specific rules and regulations that can help registered representatives fulfill their responsibilities to safeguard their clients from financial abuse.

Designed For

All registered representatives and supervisors 

Find this course for your license:

License or Certification