Ethics CE: CFP Board's Revised Code and Standards

Overview

This program fulfills the requirement for CFP Board-approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct, which became effective October 1, 2019. Please note: A formal evaluation of this program by each student is required by CFP Board. Students must complete CFP Board's Program Evaluation before they can receive a Certificate of Completion.

Find this course for your license

License or Certification

Regulator

Objectives

understand the structure and content of the revised Code and Standards, including significant changes from prior rules
describe CFP Board's fiduciary duty, which is a cornerstone of the revised Code and Standards
identify material conflicts of interest and the options for handling them: either avoid them, or manage them with full disclosure and client consent
understand the duties that CFP® professionals owe CFP Board, including the duties to report to and cooperate with the board
identify the practice standards that apply when providing financial advice under the umbrella of financial planning
understand the duty to provide information to clients when you deliver financial advice and/or financial planning

Designed For:

Credentialed financial services professionals

Course Information

Adding additional credit may change exam requirements.

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