FINRA: Electronic Communications: What Independent Registered Representatives Need to Know


This course helps independent registered representatives understand their responsibilities with respect to electronic communications. It shows how regulatory standards apply to social media and other electronic communications.

Learning Objectives

Upon completion of this course, students will be able to:

  • explain what constitutes communications with the public.
  • recognize content standards for communications with the public.
  • identify the various forms of electronic communications.
  • explain why electronic communications must adhere to the same content standards as written communications.

Designed For

Registered Representatives

Find this course for your license:

License or Certification