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FINRA: Understanding Retail Structured Products

Overview

This course explains the basics of retail structured products as an investment class. It also describes the features of some of their more common forms and related risks associated with them.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • recognize characteristics of retail structured products as an investment type
  • explain basic features of some of the more common forms of retail structured products
  • describe particular risks associated with retail structured products


Designed For:

Registered representatives and registered principals




Course Information

Adding additional credit may change exam requirements.