Sign In
Home
Products
Solutions
About
Sign In
Search
PublicSurveys
Cart Summary
0 courses
0 hours
View Cart
Toggle navigation
Products
Insurance Education
Securities Education
Certification Education
Tax & Accounting Education
Real Estate Education
Funeral CE
Casino Education
Workplace Education & Training
Solutions
For Businesses
For Recruiting
For Compliance
For Partners
For Casinos
About
Blog
Our Story
How We Work
Careers
Contact Us
Sign In
Chat
877-488-9308
FINRA: Understanding Retail Structured Products
Overview
This course explains the basics of retail structured products as an investment class. It also describes the features of some of their more common forms and related risks associated with them.
Find this course for your license
License or Certification
--Select an Option--
CFP® Certification CE
FINRA e-Learning
Regulator
Type
Objectives
recognize characteristics of retail structured products as an investment type
explain basic features of some of the more common forms of retail structured products
describe particular risks associated with retail structured products
Designed For:
Registered representatives and registered principals
Course Information
Adding additional credit may change exam requirements.