FINRA: Understanding Retail Structured Products
Overview
This course explains the basics of retail structured products as an investment class. It also describes the features of some of their more common forms and related risks associated with them.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- recognize characteristics of retail structured products as an investment type
- explain basic features of some of the more common forms of retail structured products
- describe particular risks associated with retail structured products
Designed For:
Registered representatives and registered principals
Course Information
Adding additional credit may change exam requirements.
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S2-32 - Framework