FINRA: Understanding Retail Structured Products

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Overview

This course explains the basics of retail structured products as an investment class. It also describes the features of some of their more common forms and related risks associated with them.

Find this course for your license

License or Certification

Regulator

Learning Objectives

recognize characteristics of retail structured products as an investment type
explain basic features of some of the more common forms of retail structured products
describe particular risks associated with retail structured products

Designed For:

Registered representatives and registered principals

Course Information

Adding additional credit may change exam requirements.

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