Overview
This course helps supervisors understand their responsibilities with respect to electronic communications. It shows how regulatory standards apply to social media and other electronic communications.
Learning Objectives
- explain what constitutes communications with the public.
- recognize content standards for communications with the public.
- identify the various forms of electronic communications.
- explain why electronic communications must adhere to the same content standards as written communications.
- understand your supervisory responsibilities with respect to electronic communications.
Designed For
Supervisors of Registered Representatives
Find this course for your license:
License or Certification
Regulator
Type