This course focuses on the necessity for cybersecurity controls in your day-to-day supervision of registered representatives and includes a review of possible consequences of lapses. Cybersecurity-related scenarios are presented to help supervisors learn how to recognize and respond to cyber threats.

Upon completion of this course, students will be able to:

• recognize current types of cyber threats and common scams
• protect your customers, your registered representatives, your firm, and yourself in cyber attacks
• respond to cybersecurity threats

Registered principals