FINRA: Cybersecurity - Supervisors: Understanding Your Role (EL-ELC254)


This course focuses on the necessity for cybersecurity controls in your day-to-day supervision of registered representatives and includes a review of possible consequences of lapses. Cybersecurity-related scenarios are presented to help supervisors learn how to recognize and respond to cyber threats.

Learning Objectives

Upon completion of this course, students will be able to:

  • recognize current types of cyber threats and common scams
  • protect your customers, your registered representatives, your firm, and yourself in cyber attacks
  • respond to cybersecurity threats

Designed For

Registered principals

Find this course for your license:

License or Certification