This course helps registered representatives understand the importance of protecting client data, identifying potential breaches, and responding to compromised information. It covers various types of cyber-attacks and emphasizes firm policies, procedures, and controls to protect sensitive data and report suspicious activity.

• understand different types of security breaches
• understand the importance of knowing your firm’s policies, procedures, and controls to protect sensitive customer data
• understand Regulation S-P's notice requirements
• recognize and report suspicious online activity and threats to data integrity

All registered representatives and principals