AML - Red Flag Reminders


In this course, you will learn about the basic process of money laundering. You will also learn about red flags and warning signs to be aware of and recognize, as well as your obligations in responding to and reporting those red flag issues. 

Learning Objectives

After completing this course, you should:

  • Have a basic understanding of money laundering
  • Understand the major red flag warning signs
  • Know what your obligations are in responding to/reporting the red flag issues
  • Understand the implications for not following the appropriate protocol

Designed For

This course is designed for Registered Representatives. 

Find this course for your license:

License or Certification