401(k) Retirement Plans

Overview

This course discusses the elements of the 401(k) Plan – today's retirement plan offering for most employers.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • know the difference between a 401(k) Plans and a "traditional pension plan";
  • understand the rules and regulations applicable to 401(k) Plans;
  • be familiar with the retirement benefits of a 401(k) Plan; and
  • recognize the contribution and distribution rules for 401(k) Plans.

Designed For:

Retail and investment advisory representatives




Course Information

Adding additional credit may change exam requirements.