401(k) Retirement Plans


This course discusses the elements of the 401(k) Plan – today's retirement plan offering for most employers.

Learning Objectives

Upon completion of this course, students should be able to:

  • Know the difference between a 401(k) Plans and a "traditional pension plan";
  • Understand the rules and regulations applicable to 401(k) Plans;
  • Be familiar with the retirement benefits of a 401(k) Plan; and
  • Recognize the contribution and distribution rules for 401(k) Plans.

Designed For

This course is designed for retail and investment advisory representatives.

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License or Certification