Support Service Memorial Day Holiday Hours 

WebCE Support Services phone and chat service will be closed Monday, May 25.

We will continue our normal business hours Tuesday, May 26. All website services will remain available with no interruptions. We apologize for any inconvenience.

Communications With the Public: Institutional Focus

Overview

This course provides a review of the Communications with the Public rules and how they impact the day-to-day business of a registered representative. The course includes examples of each type of communication as detailed by FINRA.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 

Learning Objectives

  • understand the rules surrounding communications with institutional investors
  • identify recordkeeping obligations for institutional investor communications
  • understand the supervisory rules associated with institutional investor communications


Designed For:

Institutional registered representatives




Course Information

Adding additional credit may change exam requirements.

WebCE Homepage

At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.

Quick Links
Contact Us
Catalog
Business Solutions
Blog
Special Offers
All Products
Information
Privacy
Business Continuity
Accessibility
Sitemap
Terms
Do Not Sell or Share My Information
Resources
Licensing Requirements
Our Story
Our Technology & AI
Careers
Technical Requirements
FAQs

Copyright ©1992-2026 WebCE®. All Rights Reserved.

S2-31