AML Awareness

Overview

Money laundering is a serious global issue that has led to the loss of billions of dollars and undermines the stability of the global financial system. This course will introduce the concepts and practices surrounding money laundering, including the stages of placement, layering, and integration, as well as some of the common schemes used to launder money.

Find this course for your license

License or Certification

Regulator

Objectives

identify the definition of money laundering
recognize money laundering schemes and red flags
recall the rules and regulations related to detecting and preventing money laundering
identify the roles of such regulators as the Financial Crimes Enforcement Network and the Office of Foreign Asset Control
recognize the role the advisor and the financial professional plays in detecting and preventing money laundering
remember rules related to compliance programs, customer due diligence, and related obligations
recall reporting obligations

Designed For:

CPAs, CFEs, Investment Advisor Representatives, and other financial professionals

WebCE® is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org. For more information regarding WebCE administrative policies such as refunds, cancellations and concerns, please contact Support Services at 877-488-9308.

Course Information

Adding additional credit may change exam requirements.

Advanced Preparation:

None

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