Sign In
Home
Products
Solutions
About
Sign In
Search
PublicSurveys
Cart Summary
0 courses
0 hours
View Cart
Toggle navigation
Products
Insurance Education
Securities Education
Certification Education
Tax & Accounting Education
Real Estate Education
Funeral CE
Casino Education
Workplace Education & Training
Solutions
For Businesses
For Recruiting
For Compliance
For Partners
For Casinos
About
Blog
Our Story
How We Work
Careers
Contact Us
Sign In
Chat
877-488-9308
Understanding Variable Annuities, Supervision
Overview
In this course, we will discuss key rules and regulations regarding the supervision requirements in the sale of variable annuities.
Find this course for your license
License or Certification
Firm Element
Regulator
Firm Element
Type
Program Training
Objectives
Describe the key provisions of FINRA Rule 2330: Members’ Responsibilities Regarding Deferred Variable Annuities
Describe the key provisions of FINRA Rule 5310: Best Execution and Interpositioning
Identify the key regulatory areas for state oversight of annuities
Designed For:
Supervisors of registered representatives
Course Information
Adding additional credit may change exam requirements.