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Business Gifts and Entertainment

Overview

This course offers the registered representative guidance on business gifts and entertainment limits and the rules surrounding the tracking and reporting of these activities.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 

Learning Objectives

  • understand the gift rules
  • conduct yourself in accordance with the rules


Designed For:

Retail registered representatives and other finance professionals




Course Information

Adding additional credit may change exam requirements.

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