Municipal Advisors Duties and Obligations

Overview

This course covers a municipal adviser’s primary role, the services the municipal adviser provides, and how services are designed to reduce the work that municipalities would otherwise incur in designing, implementing, and negotiating the sale of securities. It also reviews a municipal adviser's fiduciary responisbility. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • Describe the role and duties of municipal advisers
  • Describe the obligations of municipal advisers as specified in the regulations

Designed For:

Registered representatives 




Course Information

Adding additional credit may change exam requirements.