Cybersecurity Best Practices

Overview

This course provides an overview of the best practice recommendations from FINRA on cybersecurity, recognizing and responding to cyber-threats, and the prevention of cyber-attacks in the financial services arena.

Find this course for your license

License or Certification

Regulator

Objectives

understand cybersecurity governance and risk
describe cybersecurity management processes
perform risk assessments
understand incident response planning
understand the need for staff training
understand the importance of intelligence and information sharing
understand insurance coverage for cyber-attacks

Designed For:

Registered representatives and principals

Course Information

Adding additional credit may change exam requirements.

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