Cybersecurity Best Practices


This course provides an overview of the best practice recommendations from FINRA on cybersecurity, recognizing and responding to cyber-threats, and the prevention of cyber-attacks in the financial services arena.

Learning Objectives

Students who successfully complete this course will be able to:

  • understand cybersecurity governance and risk
  • describe cybersecurity management processes
  • perform risk assessments
  • identify technical controls
  • understand incident response planning
  • describe vendor management
  • understand the need for staff training
  • understand the importance of intelligence and information sharing
  • understand insurance coverage for cyber-attacks

Designed For

All registered representatives and principals

Find this course for your license:

License or Certification