WebCE Support Services Hours for October 8th, 2026

WebCE Support Services phone and chat will be closed today from 3:30 p.m. to 7:00 p.m. CST for internal training. We will resume normal business hours on Friday October 9th, 2026. 

All website services will remain available with no interruptions. We apologize for any inconvenience.

Know Your Customer and Suitability and Best Interest Requirements

Overview

Suitable recommendations to investors have always required that registered representatives “know their customers.” In today’s financial world, it is equally important to know your customer and know your products to meet suitability and best interest requirements. This course provides an overview of the requirements that every registered representative know their customer and that all products, services, recommendations, and strategies are suitable for the client. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 



Learning Objectives

  • an understanding of the know your customer rules
  • an understanding of suitability rules
  • and understanding of Regulation Best Interest
  • an understanding of the supervisory controls required to monitor compliance with these rules


Designed For:

Retail representatives and principals




Course Information

Adding additional credit may change exam requirements.