Mergers and Acquisitions, Supervisory Edition

Overview

This course discusses the merger and acquisition (M&A) process, the parties to a merger, the role of an adviser in the merger process, rules and regulations applicable to the process, and supervisory obligations. 

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License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • Differentiate between mergers and acquisitions
  • Identify the steps involved in a merger and an acquisition
  • Understand the role of the adviser in the merger and acquisition process
  • Apply rules when advising a client involved in a merger or acquisition
  • Comply with supervision requirements

Designed For:

Principals who supervise mergers and acquisitions




Course Information

Adding additional credit may change exam requirements.