This course discusses the merger and acquisition (M&A) process, the parties to a merger, the role of an adviser in the merger process, rules and regulations applicable to the process, and supervisory obligations. 

• Differentiate between mergers and acquisitions
• Identify the steps involved in a merger and an acquisition
• Understand the role of the adviser in the merger and acquisition process
• Apply rules when advising a client involved in a merger or acquisition
• Comply with supervision requirements

Principals who supervise mergers and acquisitions