Mergers and Acquisitions, Supervisory Edition
Overview
This course discusses the merger and acquisition (M&A) process, the parties to a merger, the role of an adviser in the merger process, rules and regulations applicable to the process, and supervisory obligations.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- Differentiate between mergers and acquisitions
- Identify the steps involved in a merger and an acquisition
- Understand the role of the adviser in the merger and acquisition process
- Apply rules when advising a client involved in a merger or acquisition
- Comply with supervision requirements
Designed For:
Principals who supervise mergers and acquisitions
Course Information
Adding additional credit may change exam requirements.
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