Mergers and Acquisitions

Overview

This course discusses the merger and acquisition (M&A) process, the parties to a merger, the role of an adviser in the merger process, and rules and regulations applicable to this process.

Find this course for your license

License or Certification

Regulator

Objectives

Differentiate between mergers and acquisitions
Identify the steps involved in a merger and an acquisition
Understand the role of the adviser in the merger and acquisition process
Apply rules when advising a client involved in a merger or acquisition

Designed For:

Registered representatives

Course Information

Adding additional credit may change exam requirements.

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