Mergers and Acquisitions
Overview
This course discusses the merger and acquisition (M&A) process, the parties to a merger, the role of an adviser in the merger process, and rules and regulations applicable to this process.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- Differentiate between mergers and acquisitions
- Identify the steps involved in a merger and an acquisition
- Understand the role of the adviser in the merger and acquisition process
- Apply rules when advising a client involved in a merger or acquisition
Designed For:
Registered representatives
Course Information
Adding additional credit may change exam requirements.
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S2-32 - Framework