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Mergers and Acquisitions

Overview

This course discusses the merger and acquisition (M&A) process, the parties to a merger, the role of an adviser in the merger process, and rules and regulations applicable to this process. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • Differentiate between mergers and acquisitions
  • Identify the steps involved in a merger and an acquisition
  • Understand the role of the adviser in the merger and acquisition process
  • Apply rules when advising a client involved in a merger or acquisition


Designed For:

Registered representatives




Course Information

Adding additional credit may change exam requirements.