Senior Safe Act: Protecting Senior Investors

Overview

This course discusses the Senior Safe Act (SSA), a law designed to protect senior citizens from exploitation and offer immunity to those reporting suspected exploitation. Under the SSA, financial institutions and their eligible employees, affiliated persons, and associated persons who satisfy its requirements are afforded immunity from liability in any civil or administrative proceeding for reporting potential exploitation of a senior citizen.

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License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • Understand the Senior Safe Act and its immunity protections
  • Recognize the red flags of senior financial exploitation
  • Understand how to report suspected financial exploitation of a senior citizen
  • Understand certain rules applicable to working with senior citizen

Designed For:

All securities audiences




Course Information

Adding additional credit may change exam requirements.