Prevention of Financial Abuse of Senior Investors

Support Services' Hours for Memorial Day Weekend

Phone and chat services will be available:
5/23/2025: 7:00 am - 7:00 pm CST
5/24/2025: 10:00 am - 3:00 pm CST
5/25/2025 - 5/26/2025: Closed

We will resume our regular hours of 7:00 am -7:00 pm CST on Tuesday, May 27th. All website services will remain available with no interruptions. We apologize for any inconvenience.

Overview

This course will help the registered representative understand what constitutes elder financial abuse, recognize risk factors and red flags, and know how to implement preventative measures that can decrease the chance of elder financial abuse or its consequences.

Find this course for your license

License or Certification

Regulator

Learning Objectives

Define elder financial abuse and common examples
Understand why seniors are more likely to be victims of financial abuse
Learn how financial abuse affects an elder and his or her family
Identify who commits elder financial abuse and why
Recognize red flags that could indicate elder financial abuse
Learn practical steps to prevent elder financial abuse

Designed For:

Registered representatives and principals

Course Information

Adding additional credit may change exam requirements.

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