Support Services' Hours for Memorial Day Weekend

Phone and chat services will be available:
5/23/2025: 7:00 am - 7:00 pm CST
5/24/2025: 10:00 am - 3:00 pm CST
5/25/2025 - 5/26/2025: Closed

We will resume our regular hours of 7:00 am -7:00 pm CST on Tuesday, May 27th.  All website services will remain available with no interruptions. We apologize for any inconvenience.

Prevention of Financial Abuse of Senior Investors

Overview

This course will help the registered representative understand what constitutes elder financial abuse, recognize risk factors and red flags, and know how to implement preventative measures that can decrease the chance of elder financial abuse or its consequences.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • Define elder financial abuse and common examples
  • Understand why seniors are more likely to be victims of financial abuse
  • Learn how financial abuse affects an elder and his or her family
  • Identify who commits elder financial abuse and why
  • Recognize red flags that could indicate elder financial abuse
  • Learn practical steps to prevent elder financial abuse


Designed For:

Registered representatives and principals




Course Information

Adding additional credit may change exam requirements.