Prevention of Financial Abuse of Senior Investors


This course will help the registered representative understand what constitutes elder financial abuse, recognize risk factors and red flags, and know how to implement preventative measures that can decrease the chance of elder financial abuse or its consequences.

Learning Objectives

Upon completion of this course, students will be able to:

  • define elder financial abuse and common examples
  • understand why seniors are more likely to be victims of financial abuse
  • learn how financial abuse affects an elder and his or her family
  • identify who commits elder financial abuse and why
  • recognize red flags that could indicate elder financial abuse
  • learn practical steps to prevent elder financial abuse

Designed For

All registered representatives and principals

Find this course for your license:

License or Certification