WebCE Support Services Hours for October 8th, 2026

WebCE Support Services phone and chat will be closed today from 3:30 p.m. to 7:00 p.m. CST for internal training. We will resume normal business hours on Friday October 9th, 2026. 

All website services will remain available with no interruptions. We apologize for any inconvenience.

Protecting Senior Investors and Vulnerable Adults

Overview

Protection of senior investors and other vulnerable adults has long been a focus of regulators. They have adopted rules and regulations that provide guidance and define your obligations concerning your dealings with this segment of the population. This course takes a look at that guidance and reviews the rules and regulations to assist you in serving your senior investor and/or vulnerable adult clients. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 



Learning Objectives

  • Understand the unique needs of senior investors
  • Define vulnerable adult
  • Understand the rules and regulations surrounding your dealings with senior investors and vulnerable adults


Designed For:

Retail representatives 




Course Information

Adding additional credit may change exam requirements.