Support Service Hours For May 10, 2024
WebCE Support Services will be closed at 12:00 PM CST. We will resume our normal business hours, Saturday, May 11 from 10:00 AM - 3:00 PM CST.
All website services will remain available with no interruptions. We apologize for any inconvenience.
Protection of senior investors and other vulnerable adults has long been a focus of regulators. They have adopted rules and regulations that provide guidance and define your obligations concerning your dealings with this segment of the population. This course takes a look at that guidance and reviews the rules and regulations to assist you in serving your senior investor and/or vulnerable adult clients.
Upon completion of this course, students will be able to:
Retail Representatives