Regulation Best Interest (Reg BI) is the Securities and Exchange Commission’s (SEC) most recent regulation adopted to protect investors. This course discusses the obligations imposed under Reg BI and some of the specifics of each of these obligations. While the regulation is new and the guidance is still forthcoming, this course offers an understanding of what Reg BI may mean for you and your practice. 

• understand disclosure obligations under Reg BI
  
• comprehend care obligations under Reg BI
  
• identify and manage conflict of interest obligations under Reg BI
  
• explain the Client Relationship Summary requirements under Reg BI

Investment advisers and registered representatives