Public Communication, Social Media Interaction, and Digital Communication

Overview

This course provides guidance on how to use digital communications while staying compliant with FINRA communication with the public rules.

Find this course for your license

License or Certification

Regulator

Objectives

Understand FINRA definitions of communication
Understand what is and is not allowed when communicating with the public
Understand your supervision, filing, recordkeeping, and other obligations when communicating with the public

Designed For:

Retail representatives

Course Information

Adding additional credit may change exam requirements.

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