Private Placements, Volume 2

Overview

This course discusses private placements, the rules surrounding these products, and consequences for failure to abide by those rules. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 

Learning Objectives

  • Be able to describe and define a private placement
  • Understand your regulatory obligations in private placements
  • Understand the rules surrounding private placements


Designed For:

Registered representatives




Course Information

Adding additional credit may change exam requirements.

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