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Private Placements, Volume 2
Overview
This course discusses private placements, the rules surrounding these products, and consequences for failure to abide by those rules.
Find this course for your license
License or Certification
Firm Element
Regulator
Firm Element
Type
Program Training
Objectives
Be able to describe and define a private placement
Understand your regulatory obligations in private placements
Understand the rules surrounding private placements
Designed For:
Registered representatives
Course Information
Adding additional credit may change exam requirements.