Holiday Hours

In observance of Memorial Day, WebCE Support Services hours will be:
Fri, May 24th: 7:00am-7:00pm CST | Sat, May 25th: 10:00am-3:00pm CST | Sun May 26th - Mon May 27th: Closed

We will resume our regular hours of 7:00am-7:00pm CST on Tues May 28th, Online catalogs and course delivery will be available without interruption.

Private Placements, Volume 2

Overview

This course discusses private placements, the rules surrounding these products, and consequences for failure to abide by those rules. 

Learning Objectives

Upon completion of this course, you should:

  • Be able to describe and define a private placement;
  • Understand your regulatory obligations in private placements; and
  • Understand the rules surrounding private placements.

Designed For

Registered Representatives

Find this course for your license:

License or Certification

Regulator

Type