Protecting senior investors is an essential part of your role and has long been a focus of regulators. Through the adoption of rules and regulations, regulators provide guidance and define your obligations concerning your dealings with this segment of the population. This course will look at issues facing senior investors and will discuss applicable rules and regulations to assist you in serving your senior investor clients.

Upon completion of this course, you should be able to:

• identify the unique needs of senior investors
• understand how to identify potential exploitation of a senior investor
• understand the regulations surrounding working with and protecting senior investors