ONLINE SECURITIES AND FIRM ELEMENT TRAINING SOLUTIONS

AVAILABLE SECURITIES & FIRM ELEMENT TRAINING SOLUTIONS

WebCE is your source for the most complete online Securities and Firm Element training program. We understand the requirements and follow all the industry regulators closely to have what you need available for employees at any level in the company, from exam prep to CE, annual compliance meetings, annual compliance questionnaires and more. Create the perfect training plan for your company to meet your requirements and stay compliant.

Investment Adviser Representative CE

WebCE now offers continuing education (CE) for Investment Adviser Representatives (IARs)! The North American Securities Administrators Association (NASAA) has adopted the Model Rule to require continuing education by Investment Adviser Representatives. The Rule requires IARs to complete 12 hours of continuing education annually: six hours must be in ethics and regulation (where a minimum of three of those hours are specifically on the topic of ethics), and six hours covering products and practices. These IAR CE courses and more are now available in the WebCE Catalog.

IAR Continuing Education

Create a Business Solution for Your Company

WebCE’s Firm Element and Securities Training Programs gives firms of all sizes the freedom to customize a training program to fit their unique needs. WebCE’s training solutions empower administrators with a complete suite of administrative tools including, exportable online reports, bulk upload registrations, ability to send reminder emails, and online invitations.

ADDITIONAL SECURITIES & FIRM ELEMENT TRAINING SOLUTIONS

Multi-Credit Training

You can receive CFP^® Certification CE credit with Firm Element courses. As a CFP Board Quality Partner, WebCE can report CFP^® Certification CE credit with select Firm Element courses. CFP^® Certification CE credit can currently be ordered with more than 60 Firm Element courses.

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FINRA and WebCE Course Options

WebCE provides the most up-to-date training courses written by FINRA and WebCE. Create your own package of courses or choose one of our pre-selected all inclusive packages for one low price.

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Online Tracking Reports

Get access to real-time, online tracking reports for completed FINRA Firm Element and WebCE Firm Element courses. Custom reporting services, including Web Services, are also available to integrate the online training with other compliance tracking tools.

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WebCE Blog

3/23/2023

A Complete Guide to FINRA's Maintaining Qualifications Program (MQP)

11/4/2022

Understanding Series 66

9/22/2022

The Ultimate Guide to Series 63

9/20/2022 The Series 6 License: What it is and How to get it
9/15/2022 All About the Series 7 License

More Updates

At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.

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