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NASAA Model Regulation State Adoptions

 

The NASAA Model Rule (Model Rule 2002-411(h) or 1956-204(b)(6)-CE) is being adopted on a state-by-state basis, but states are not required to adopt. However, if your state does not adopt the model rule, you still may be subject to completing CE credits for states where you are registered that have adopted the model rule to stay in compliance.


The map below shows each state's adoption status of the model rule.

 

Map of states adopting IAR NASAA Model Rule
Map last reviewed & updated January 2023.
MODEL RULE EFFECTIVE DATES
Arkansas 1/1/2023 Oklahoma
1/1/2023
Kentucky  1/1/2023 Oregon 1/1/2023
Maryland
1/1/2022 South Carolina
 1/1/2023
Michigan
1/1/2023
Vermont
1/1/2022
Mississippi
1/1/2022
Wisconsin
1/1/2023


Washington, D.C.
1/1/2023

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