When someone struggles to manage their investment portfolio or need help getting started they turn to an investment adviser. Investment advisers are trusted to manage and recommend investments and strategies for their clients. Trusted advisers who need to stay up-to-date on industry trends and comply with continuing education regulations turn to WebCE. WebCE is on top of all the latest developments and state adoptions of the NASAA IAR CE Model Rule requiring investment advisers to complete continuing education courses. WebCE will offer the most complete catalog of IAR CE courses providing comprehensive training on industry rules, guidance, updates and changes. Firms can take advantage of corporate education solutions which may include discounted rates, customized content, and offerings to include other course credit like Firm Element, Annual Compliance Questionnaires, Annual Compliance Meetings, AML training, and insurance and professional designation credit.
Course Catalog Corporate Solutions NASAA Model Rule State Adoptions
We know understanding new requirements can be complicated. We're here to help. Here are a few common FAQs.
Your company is unique, and your company training and corporate education programs should be too. At WebCE, we develop custom corporate education solutions uniquely designed to meet your company's needs, including the new CE requirements for Investment Advisers.
To enhance your company's IAR CE program, WebCE also offers completely up-to-date education courses for a variety of license types and designations including courses for insurance agents and producers, financial planners, CPAs, tax preparers, Enrolled Agents, and more. Thousands of companies make our professional education courses available to their employees through discount programs, voucher programs, or invoiced programs. With our online learning portals, your company's management will also have access to real-time reports, online invitations, renewal reminders, and more.
Learn More About WebCE Corporate Programs
WebCE is in the process of obtaining NASAA approval to be a content provider of IAR CE courses and we plan to launch a comprehensive course catalog to cover all of the requirements including Ethics and Professional Responsibility and Practice and Products. All our courses will cover up-to-date information written by industry experts. Here's a sneak peak of some of the topics our course catalog will cover.
Preventing money-laundering and other criminal activity is essential to all financial institutions. Using case studies and real-life examples, our AML courses ensure the firm and its representatives know the anti-money laundering (AML) rules and guidelines.
As the population ages, more and more financial professionals will need to understand the many facets involved with senior clients. Through our courses representatives will learn how to communicate effectively, how to recognize elder abuse, and how to serve senior clients effectively and ethically.
Cybersecurity threats are very real and very serious. The consequences of data security breaches can be costly and devastating for both consumers and financial institutions. Representatives will learn more about the common types of cyber risks and the steps to take protect client information, and the business, from cybercriminals and unintended data disclosure.
Having product knowledge is key to serving clients with the best options for maximizing their finances. With our IAR CE catalog investment advisers can learn the latest about IRAs, deferred income annuities, Section 1035 exchanges and more.
The NASAA Model Rule is being adopted on a state-by-state basis, but states are not required to adopt. However, if your state does not adopt the model rule, you still may be subject to completing CE credits for states where you are registered that have adopted the model rule to stay in compliance.
The map to the right shows each state's adoption status of the model rule. State's highlighted green on the map have officially adopted.